SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Hogg Michael

(Last) (First) (Middle)
C/O HASBRO, INC.
1011 NEWPORT AVENUE

(Street)
PAWTUCKET RI 02861

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/26/2020
3. Issuer Name and Ticker or Trading Symbol
HASBRO, INC. [ HAS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Commercial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock (Par Value $.50 per share) 16,283(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)(2) 02/21/2017 02/21/2024 Common Stock 2,542 98.8 D
Stock Option (Right to Buy)(2) (3) 02/19/2025 Common Stock 7,226 98.1 D
Stock Option (Right to Buy)(2) (4) 02/18/2026 Common Stock 10,237 86.66 D
Explanation of Responses:
1. The Amount of Securities Beneficially Owned includes 12,419 shares of unvested restricted stock units.
2. These options were granted pursuant to a stock incentive plan in accordance with Rule 16b-3 and have tandem tax withholding rights.
3. 3,613 of the options are exercisable currently and 3,613 of the options will become exercisable on February 20, 2021 subject to the optionee's continued employment through those dates.
4. 3,415 of the options are exercisable currently and 3,411 of the options will become exercisable on February 19, 2021 and 3,411 of the options will become exercisable on February 19, 2022 subject to the optionee's continued employment through those dates.
Matthew Gilman, P/O/A for Michael Hogg 03/09/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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